Compliance executive
Job Description:
To register all new clients in accordance to CD’s compliance procedures.
To fully understand the process of registration and re-registration for private clients.
To fully understand the registration and re-registration process for corporate clients/ Ltd’s. Plc’s, Sole traders, LLP, unregistered partnerships or charities
To fully understand the registration process for affiliate clients
To answer any registration queries within CD’s compliance procedures.
To convert into a trading client only when fully compliant as per CD’s AML policies.
To carry out client record checks to ensure that none of our clients are on the Bank of England Sanctions List, Other Sanctions List or Negative data through “FINSCAN/Worldcheck”. Reporting “Red” high risk clients to the head of compliance.
Key Skills :
Company Profile
1996 Company is founded, and we make our very first money transfer
1999 We open our first European branch in Torrevieja, Spain
2004 We open our office in Cape Town, South Africa
2005 We expand our operations and opened our office in Mumbai
2005 We make it onto the Sunday Times Fast Track 100 list
2007 We open our office in USA
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